Taiwan AML Policies, Procedures and Controls (APPC) Template

Proprietary customizable APPC template with 90% complete for Anti-Money Laundering and Counter-Terrorist Financing (AML/CTF) compliance.

✔ APPC document template
✔ Risk assessment template
✔ CDD forms
✔ 1.5-hour Training

Taiwan’s Financial Supervisory Commission (FSC) “Regulations Governing Anti-Money Laundering/ Countering the Financing of Terrorism (AML/CFT) for Certified Public Accountants”, require Certified Public Accountant (CPA) firms to have AML/CFT Internal Policies, Procedures and Controls (IPPC) implemented firm-wide and documented in an AML/CFT IPPC document.

For busy professionals like yourself, or you are not sure how to develop an IPPC document, you can now purchase a customizable IPPC document which includes:

The templates are delivered in Microsoft Word/ Excel format, and are almost 90% complete for your firm to use.  With these templates and training, you can adjust and customize to your firm’s requirements, and be ready for FSC AML/CFT review!

Contents of APPC Template:

1. INTRODUCTION
2. POLICY STATEMENT
3. MANAGEMENT OVERSIGHT
4. RISK ASSESSMENT
  *(FSC Article 6)
5. CUSTOMER DUE DILIGENCE (“CDD”)
  *(FSC Article 7 & 8)
6. ENHANCED CUSTOMER DUE DILIGENCE
  *(FSC Article 10)
7. RECORD KEEPING
  *(FSC Article 15)
8. ON-GOING MONITORING
  *(FSC Article 9)
9. REPORTING A SUSPICIOUS TRANSACTION
  *(FSC Article 13 & 14)
10. AUDIT AND COMPLIANCE
  *(FSC Article 5)
11. HIRING OF NEW STAFF AND TRAINING  *(FSC Article 5)
APPENDIX A. AML/CFT ROLES & RESPONSIBILITIES
APPENDIX B. RISK ASSESSMENT
APPENDIX C. INDICATORS OF SUSPICIOUS TRANSACTIONS

Customer Due Diligence Forms:

Form 1 Customer Information
Form 2 Client’s Particulars (Individual or Entity)
Form 3 Politically Exposed Person Information
Form 4 Risk Assessment

APPC Template Order Form

Fill in the Order Form below.

We will then send you an invoice for your payment.  Once payment is received, the APPC document template will be sent to you, and a webinar session will be arranged.

*Ensure that the details are correct for invoicing purposes.