Guide to Implementing AML/CFT Internal Policies, Procedures and Controls for Professional Firms
A practical guide and checklist for professional firms to implementing Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) Internal Policies, Procedures and Controls (IPPC) that will balance compliance requirements and your business needs.
Key Topics and Highlights:
Regulatory landscape in the region
What are the ML/TF threats?
Trade-Based Money Laundering
How to mitigate the ML/TF risks?
Risk Assessment and Management
Customer Due Diligence (CDD)