Australia AML/CTF Program Document Template
Proprietary comprehensive, customizable and ready-to-use AML/CTF Program Document Template tailored to Tranche 2 entities in Australia for Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) compliance.
✔ AML/CTF program document template
✔ Risk assessment template
✔ CDD forms
✔ 1.5-hour Training*
Ensure Compliance with AUSTRAC’s AML/CTF Program Requirements
As a Tranche 2 entity—including Trust and Company Service Providers (TCSPs), Accountants, Dealers in Precious Stones, Metals and Products, Legal Practitioners, and Real Estate Professionals (known as reporting or Tranche 2 entities)—you are mandated under the Anti-Money Laundering and Counter-Terrorism Financing Act (the Act) to develop, implement, and maintain a firm-wide AML/CTF Program.
Starting 1 July 2026, your business must have a documented AML/CTF program (also known as the “Policies, Procedures and Controls”), consisting of money laundering and terrorism financing risk assessment, and AML/CTF policies, to identify, assess, manage and mitigate your money laundering, terrorism financing and proliferation financing risks.
AUSTRAC places significant regulatory emphasis on the quality and effectiveness of your program when enrolling your businesses as the designated Tranche 2 entities and during the regulator’s inspections.
For busy professionals like yourself, or if you are not sure how to develop an AML/CTF program document, you can now fast-track the development of the document with our comprehensive, regulator-aligned and ready-to-use AML/CTF Program Document Template tailored for Tranche 2 entities.
The customizable templates are delivered in Microsoft Word/ Excel format, and are almost 90% complete for your firm to use. With these templates and training*, you can adjust and customise to your firm’s requirements, and be ready for inspector review!
Contents of APPC Template:
1. INTRODUCTION
2. POLICY STATEMENT
3. GOVERNANCE FRAMEWORK
4. RISK ASSESSMENT
5. CUSTOMER DUE DILIGENCE (“CDD”)
6. ENHANCED CUSTOMER DUE DILIGENCE
7. RECORD KEEPING
8. ONGOING MONITORING
9. REPORTING
10. INDEPENDENT EVALUATION AND COMPLIANCE
11. HIRING OF NEW STAFF AND TRAINING
APPENDIX A. AML/CTF ROLES & RESPONSIBILITIES
APPENDIX B. RISK ASSESSMENT
APPENDIX C. INDICATORS OF SUSPICIOUS MATTERS
Customer Due Diligence Forms:
Form 1 Customer Information
Form 2 Client’s Particulars (Individual or Entity)
Form 3 Politically Exposed Person Information
Form 4 Risk Assessment
* Training is only available for regular-priced APPC and will not be provided to the orders with discounted rate.
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